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As part of Risk Management and Compliance, you are at the center of keeping
JPMorganChase strong and resilient. You help the firm grow its business in a
responsible way by anticipating new and emerging risks and using your expert
judgement to solve real-world challenges that impact our company, customers, and
communities.
The Quality Assurance team is an independent function within Compliance,
providing ongoing quality reviews of work performed by Compliance Production
teams.
As a Quality Associate in Risk Management and Compliance, you will predominantly
support QA testing across AML and Fraud activity, including Suspicious Activity
Reports (SARs) and No-File Cases, as well as Sanctions Reporting and
Investigations activity. You will perform targeted reviews, summarize results,
and communicate findings to stakeholders—including identifying incorrect
decision-making, gaps in process/procedure, and concerns regarding data
integrity and adherence to standards.
Job Responsibilities
• Perform Quality Assurance (QA) reviews of AML and Fraud Investigations (SARs
and Cases) to confirm completeness, accuracy, and adherence to internal
controls and standards.
• Review case narratives, supporting evidence, and case outcomes to confirm AML
red flags, key risk indicators, and relevant typologies have been identified,
assessed, and appropriately documented with a clear rationale.
• Conduct QA testing of Sanctions processes and outputs to verify required
restrictive actions were applied and clearly documented with supporting
evidence.
• Validate data integrity across case management systems and supporting
documentation; identify and document data gaps and inconsistencies.
• Identify, log, and classify QA defects; ensure write-ups are clear,
actionable, and aligned to applicable procedures and requirements.
• Apply independent judgment and escalate questions or concerns when rationale
or supporting evidence for risk-based decisions is unclear or insufficient.
• Prepare and deliver QA summary reports to stakeholders, including defect
trending and recommendations for process improvements.
Required qualifications, capabilities, and skills
• Experience within the Financial Crime Compliance industry, in particular
exposure to Anti Money Laundering and/or Fraud.
• Strong research and analytical skills, with attention to detail, and the
ability to analyze large amounts of data.
• Excellent written and oral communication skills, to clearly articulate
results of testing.
• Ability to translate technical data and information into business reports and
presentations, with a good level of proficiency in MS Excel and PowerPoint.
Preferred qualifications, capabilities, and skills
• Prior experience in Quality Assurance/Controls/Audit related roles within the
Compliance industry.
J.P. Morgan is a global leader in financial services, providing strategic advice
and products to the world’s most prominent corporations, governments, wealthy
individuals and institutional investors. Our first-class business in a
first-class way approach to serving clients drives everything we do. We strive
to build trusted, long-term partnerships to help our clients achieve their
business objectives.
We recognize that our people are our strength and the diverse talents they bring
to our global workforce are directly linked to our success. We are an equal
opportunity employer and place a high value on diversity and inclusion at our
company. We do not discriminate on the basis of any protected attribute,
including race, religion, color, national origin, gender, sexual orientation,
gender identity, gender expression, age, marital or veteran status, pregnancy or
disability, or any other basis protected under applicable law. We also make
reasonable accommodations for applicants’ and employees’ religious practices and
beliefs, as well as mental health or physical disability needs. Visit our FAQs
[https://careers.jpmorgan.com/us/en/how-we-hire/faqs] for more information about
requesting an accommodation.
Our professionals in our Corporate Functions cover a diverse range of areas from
finance and risk to human resources and marketing. Our corporate teams are an
essential part of our company, ensuring that we’re setting our businesses,
clients, customers and employees up for success.
Our Compliance teams work globally across all lines of business to advise
internal stakeholders on the impact of regulatory requirements and how to
balance these with the firm’s needs. Their diverse mandate means they also
provide input on new business strategies, product lines, policies, training,
operational processes, risk mitigation and control.